Articles in “SEBI Regulation” category
9 articles.
- SEBI MF Total Expense Ratio caps under Regulation 52
Encyclopedic reference on the Total Expense Ratio (TER) cap framework under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996, the SEBI-prescribed …
- SEBI MF sponsor and AMC eligibility conditions
Encyclopedic reference on the SEBI-prescribed eligibility conditions for entities seeking to establish a mutual fund in India as sponsor or AMC. Covers the …
- SEBI MF board independence framework
Encyclopedic reference on the SEBI-prescribed board-independence requirements for Indian mutual fund AMCs and Trustee Companies. Covers the regulatory framework …
- SEBI Liquid Fund Risk Management Framework 2019
Encyclopedic reference on the SEBI Liquid Fund Risk Management Framework introduced in 2019 in response to the IL&FS and similar debt-fund credit events. Covers …
- Trail commission in mutual funds
Encyclopedic reference on trail commission paid to mutual fund distributors in India. Covers the trail-commission framework as an ongoing recurring fee paid by …
- SEBI mutual fund overseas investment cap
Encyclopedic reference on the SEBI and RBI overseas investment caps for Indian mutual funds: the aggregate USD 7 billion industry cap on overseas securities, …
- SEBI half-yearly trustee report for mutual funds
Encyclopedic reference on the SEBI half-yearly trustee report, the six-monthly compliance and governance document submitted by the Board of Trustees of each …
- SEBI compliance audit for mutual funds
Encyclopedic reference on the SEBI compliance audit framework for mutual fund asset management companies (AMCs) in India. Covers the statutory basis under …
- Foreign Portfolio Investor (FPI)
Encyclopedic reference on the Foreign Portfolio Investor (FPI) framework, the principal SEBI regulatory category for offshore institutional investors in Indian …