https://v2.webnotes.in/categories/securities-intermediaries/Recent content in Securities Intermediaries on WebNotesHugoen-INSat, 16 May 2026 00:00:00 +0000https://v2.webnotes.in/stockbroker-india/Sat, 16 May 2026 00:00:00 +0000https://v2.webnotes.in/stockbroker-india/<p>A <strong>stockbroker</strong> in India is a SEBI-registered intermediary authorised to execute trades on recognised stock exchanges (the <a href="https://v2.webnotes.in/national-stock-exchange/">National Stock Exchange</a> , the <a href="https://v2.webnotes.in/bombay-stock-exchange/">Bombay Stock Exchange</a> , the <a href="https://v2.webnotes.in/mcx/">Multi Commodity Exchange</a> , and other SEBI-recognised exchanges) on behalf of clients. Stockbrokers are the principal interface between retail and institutional investors and the Indian capital markets, providing trade-execution services, post-trade settlement coordination, custodian support, and ancillary investment-related services. The regulatory framework for stockbrokers is established by the <a href="https://v2.webnotes.in/sebi-act-1992/">SEBI Act 1992</a> read with the <strong>SEBI (Stock Brokers) Regulations 1992</strong>, supplemented by exchange-level bye-laws and rules of <a href="https://v2.webnotes.in/national-stock-exchange/">NSE</a> , <a href="https://v2.webnotes.in/bombay-stock-exchange/">BSE</a> , <a href="https://v2.webnotes.in/mcx/">MCX</a> , and other recognised exchanges.</p>