Investing Collateral Pledge F&O

Collateral (equity) on Kite

From WebNotes, a public knowledge base. Last updated . Reading time ~3 min.

Equity collateral on Kite is the haircut-adjusted value of equity holdings pledged for F&O margin. It appears on the Kite funds page as one component of margin available, alongside cash and liquid fund collateral.

How collateral works

When you pledge an equity holding via Margin pledge , the depository (CDSL or NSDL) marks the shares as encumbered. The broker accepts them as collateral at a discounted value (after haircut ).

HoldingMarket valueHaircutCollateral value
100 RELIANCE @ Rs 2,900Rs 2,90,00012.5%Rs 2,53,750
500 NIFTYBEES @ Rs 220Rs 1,10,00010%Rs 99,000
1,000 HDFC AMC @ Rs 2,500Rs 25,00,00030%Rs 17,50,000

The haircut reflects the scrip’s volatility, liquidity, and risk classification. Highly liquid large-caps have lower haircut (10-15%); midcap and smallcap scrips have larger haircut (20-50%).

Eligible scrips

Not every listed equity is accepted as collateral. Zerodha (and SEBI) publish a list of eligible scrips:

  • Group A: Largecap, highly liquid, lower haircut.
  • Group B: Other eligible scrips, higher haircut.
  • Ineligible: Illiquid scrips, ASM / GSM listed scrips, certain SME-listed scrips.

For the current list, refer to the Zerodha haircut list .

Cash vs collateral split (SEBI 50:50)

SEBI’s framework requires:

  • At least 50% of F&O initial margin in cash or cash-equivalent.
  • The remaining 50% can be from equity / liquid fund collateral.

If your F&O margin is Rs 2 lakh:

  • Cash component required: Rs 1 lakh.
  • Collateral allowed: Rs 1 lakh.

If your cash is short (e.g., Rs 50,000), you face a cash shortfall interest charge , typically at SBI base rate + a SEBI-mandated spread.

Pledge fees

Zerodha charges a fee per pledge transaction (one-time, per scrip per pledge): around Rs 30 per pledge request (covers depository + RTA fees). Re-pledging the same scrip again incurs another fee.

The annual cost of keeping shares pledged is minimal (compared to the margin benefit), but should factor into your cost-benefit calculation.

Selling pledged shares

Pledged shares cannot be sold directly. To sell:

  1. Un-pledge via Console > Portfolio > Pledged shares > Unpledge.
  2. Confirm via depository OTP (CDSL Easiest or NSDL Speed-e).
  3. Shares are released; collateral value drops on Kite funds.
  4. Place the sell order.

The un-pledge takes about an hour during market hours.

Pledge during corporate actions

If a corporate action (bonus, split) happens while shares are pledged, the depository adjusts the pledged quantity accordingly. The collateral value updates on Kite to reflect the new haircut-adjusted figure.

Cap on collateral as a percent of margin

Per SEBI, the collateral portion of margin cannot exceed 50% of the total F&O initial margin (the inverse of the cash requirement). This is enforced at portfolio level.

See also

External references

References

  1. SEBI, Margin pledge framework, circular dated 25 February 2020.
  2. SEBI, 50:50 cash collateral requirement for F&O, sebi.gov.in.
  3. Zerodha Support, Equity collateral and pledge, support.zerodha.com.
  4. Zerodha margin policies, Haircut list for eligible scrips, zerodha.com.

Reviewed and published by

The WebNotes Editorial Team covers Indian capital markets, payments infrastructure and retail investor procedures. Every article is fact-checked against primary sources, principally SEBI circulars and master directions, NPCI specifications and the official support documentation published by the intermediary in question. Drafts go through a second-pair-of-eyes review and a separate compliance read before publication, and revisions are tracked against the SEBI and NPCI rule changes referenced in the methodology section.

Last reviewed
Conflicts of interest
WebNotes is independent. No relationship with any broker, registrar or bank named in this article.