How-to NRI KYC FATCA

How to complete NRI mutual fund KYC

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NRI mutual fund KYC requires additional documentation beyond resident KYC, primarily related to foreign tax residency, passport details, and the in-person verification process which can be done via Indian Embassy abroad. The KYC is processed through the same KRA infrastructure (CVL, CAMS, KFin, NDML, BSE) as resident KYC.

Conflict-of-interest disclosure. This guide is published by WebNotes Editorial Team for informational purposes. WebNotes has no commercial relationship with any AMC, KRA, or NRI services provider. No affiliate commission is earned.

Step-by-step procedure

See the procedure infobox above.

Documents required for NRI KYC

DocumentDetail
PAN cardSelf-attested copy
PassportAll pages including visa / immigration stamps
OCI cardIf OCI; both sides
VisaCurrent visa stamp
Foreign address proofUtility bill (electricity, gas, phone) / bank statement at foreign address
NRE / NRO bank accountBank account number + IFSC, account holder name matching KYC
FATCA / CRS declarationSelf-certification on standardised form
PhotographRecent passport-size colour

IPV options for NRIs

OptionDetailTime
Indian Embassy / Consulate notarisationAbroad: visit nearest Indian mission; sign in presence1-2 weeks
Apostille (Hague Convention country)Some countries; simpler than full notarisation1-2 weeks
AMC office visit during India tripEasiest if you visit India; IPV at AMC’s branchSame day
Video KYC (limited AMCs)Live video call; documentary photo verificationSame day

The Indian Embassy notarisation route is most common for those not visiting India.

FATCA / CRS specifics

CountryTIN formatNotes
USSSN / EIN / ITINUS NRIs face investment restrictions
CanadaSINCanadian NRIs face restrictions
UKNI NumberStandard reporting
UAETax residency certificateLimited
SingaporeTax File NumberStandard

TIN must be provided. False declaration is offence under Section 285BA .

KRA-side processing

StepTime
Submission to AMC/CAMS centreSame day
AMC forwards to KRAT+1
KRA validation7-10 working days
Validated status updateVisible on KRA portal

Address records

NRIs typically maintain two addresses:

  • Permanent address abroad: Country of current residence.
  • Indian correspondence address: Often family member’s address; used for statement delivery.

Both must be in KYC records.

When to re-verify

  • Citizenship change (e.g., OCI → US citizen).
  • Country of residence change.
  • Major personal information change.
  • Periodic refresh (~5 years per AMFI guidelines).

See also

External references

References

  1. SEBI (KYC Registration Agency) Regulations, 2011.
  2. SEBI Master Circular for KYC dated 12 October 2023.
  3. Income Tax Act, 1961, Section 285BA.
  4. FATCA Inter-Governmental Agreement (India-US).
  5. AMFI Best Practice Guidelines on NRI KYC.

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The WebNotes Editorial Team covers Indian capital markets, payments infrastructure and retail investor procedures. Every article is fact-checked against primary sources, principally SEBI circulars and master directions, NPCI specifications and the official support documentation published by the intermediary in question. Drafts go through a second-pair-of-eyes review and a separate compliance read before publication, and revisions are tracked against the SEBI and NPCI rule changes referenced in the methodology section.

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Conflicts of interest
WebNotes is independent. No relationship with any broker, registrar or bank named in this article.