How-to corporate MF company folio

How to open a mutual fund folio for a corporate (Company / Pvt Ltd / Pub Ltd)

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A corporate mutual fund folio is held in the name of a registered company (Pvt Ltd, Public Ltd, OPC, or Section 8). The Board of Directors authorises investments via formal resolution; authorised signatories operate on behalf of the company. KYC and FATCA documentation is more extensive than individual KYC.

Conflict-of-interest disclosure. This guide is published by WebNotes Editorial Team for informational purposes. WebNotes has no commercial relationship with any AMC. No affiliate commission is earned. For substantial corporate investments, consult a CA familiar with corporate compliance.

Step-by-step procedure

See the procedure infobox above.

Eligible entities

TypeEligibility
Private Limited CompanyYes
Public Limited CompanyYes
OPC (One Person Company)Yes
Section 8 (non-profit)Yes (with specific approvals)
LLP (Limited Liability Partnership)Use LLP folio procedure
PartnershipUse partnership folio procedure
ProprietorshipUse individual proprietor’s KYC
TrustUse trust folio procedure
HUFUse HUF folio procedure

Board Resolution content

Standard Board Resolution should specify:

  • Authority: “Board hereby authorises the company to invest in mutual funds…”
  • Investment amount / categories permitted.
  • Authorised signatories (typically 2 directors, or director + CFO).
  • AMC(s) approved (or general authorisation).
  • Reporting requirements.
  • Modification authority.

A typical Board Resolution is 1-2 pages. AMC requires certified true copy with company stamp.

FATCA / CRS for corporates

Corporate FATCA / CRS form is more complex than individual:

QuestionDetail
Foreign Tax Identification NumberIf foreign tax-resident
Active vs Passive NFFEActive (>50% gross income from active business) or Passive
Substantial ownersIndividuals owning > 10% of company
Reportable entity statusPer FATCA / CRS rules

For Indian companies with no foreign ownership: typically classified Active NFFE; minimal reporting overhead.

Tax treatment for corporate MF

AspectCorporate MF treatment
Tax ratePer company tax slab (22% / 25% / 30%)
LTCG12.5% above Rs 1.25 lakh per Section 112A (equity)
STCG20% per Section 111A (equity)
Debt MFSlab rate post FA 2023
Section 80CAvailable; limited
MAT (Minimum Alternate Tax)Applies to companies; complex

Corporate MF income aggregates with other company income for tax computation.

Operational considerations

AspectDetail
SIP allowedYes
Switch / STP / SWPYes
Multiple AMCsYes; separate folios per AMC
Authorised signature changeFresh Board Resolution + KRA update
Audit trailMaintain corporate records of all transactions

Common corporate scenarios

  • Treasury investment: Idle cash parked in liquid funds.
  • Strategic equity allocation: Portfolio of equity MFs.
  • Risk-hedged debt: Diversified debt MF portfolio.
  • ESG / sustainability mandate: Sectoral / thematic MFs.

Closing or restructuring

Company dissolution / merger:

  • Folio holdings included in liquidation / merger.
  • Special procedure for transfer of MF units in restructuring.
  • Tax implications via Section 47 (no-tax-merger if qualifying).

See also

External references

References

  1. Companies Act, 2013.
  2. Income Tax Act, 1961.
  3. SEBI (Mutual Funds) Regulations, 1996.
  4. CBDT FATCA / CRS notifications.
  5. AMFI Best Practice Guidelines on institutional investors.

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