Regulation Illiquid SEBI rules

Illiquid stocks SEBI rules

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For illiquid stocks, SEBI / NSE / BSE apply a layered framework of trading restrictions:

RestrictionWhen
Periodic Call AuctionIf liquidity falls below threshold
T2T segmentIf specific criteria met
100% upfront marginFor surveillance scrips
Tighter price bandFor specific cases
Lower derivative liquidityIf futures available

Criteria for “illiquid”

  • Trading days per month below threshold.
  • Total turnover very low.
  • Number of unique traders small.
  • Spread consistently wide.

The exchange uses statistical thresholds; specifics published in SEBI / NSE / BSE circulars.

Impact on retail traders

For illiquid scrips:

  • Difficult exit with size.
  • Spreads wide.
  • Slippage on large orders.
  • Price discovery thin.

Even outside surveillance frameworks, illiquidity itself is a trading risk.

See also

External references

References

  1. SEBI, Illiquid stock framework, sebi.gov.in.
  2. NSE / BSE, Liquidity classifications, exchange websites.

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The WebNotes Editorial Team covers Indian capital markets, payments infrastructure and retail investor procedures. Every article is fact-checked against primary sources, principally SEBI circulars and master directions, NPCI specifications and the official support documentation published by the intermediary in question. Drafts go through a second-pair-of-eyes review and a separate compliance read before publication, and revisions are tracked against the SEBI and NPCI rule changes referenced in the methodology section.

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