Articles tagged “AML”
5 articles.
- Zerodha policies and procedures: the mandatory broker policy
Zerodha's policies and procedures is the SEBI-mandated broker policy document covering RMS, inactive accounts, brokerage, penny stocks, margin shortfall and …
- How to respond when Zerodha emails asking you to re-submit documents
Verify the email's sender domain, then submit the requested documents through a Zerodha support ticket within 30 days; the account is unblocked within 48 …
- FATF lists and your Zerodha account
The FATF black and grey lists decide whether an NRI or foreign national can open a Zerodha account. Black-list residents are barred; grey-list residents need …
- Clients of Special Category (CSC)
Clients of Special Category (CSC) are higher-risk client types under PMLA, including PEPs, NGOs, trusts and HNIs, who must submit income proof at Zerodha.
- Know Your Distributor (KYD)
Know Your Distributor (KYD) is a mandatory due-diligence process administered by AMFI that verifies the identity, qualifications, and integrity of mutual fund …