Depository
- Karvy Stock Broking pledge-misuse case (2019) and RTA implications
The 2019 Karvy Stock Broking fraud, in which client securities were pledged without authorisation to raise broker funds, exposed gaps in depository oversight and had implications for mutual fund RTA (registrar and transfer agent) governance in India.
- How to do a transmission of shares at Zerodha (death of holder)
Step-by-step guide to transmitting shares held in a Zerodha demat account to a nominee or legal heir after the death of the account holder, covering CDSL procedures, required documents, and timelines.
- CAS -- NSDL and CDSL versions for mutual funds
The NSDL and CDSL depositories issue their own versions of the Consolidated Account Statement covering demat-held mutual fund units alongside listed securities, complementing the RTA-generated CAS for investors who hold units in demat form.
- Statement of Transactions (SOT)
The Statement of Transactions is a depository-issued record from CDSL or NSDL listing every debit and credit to a demat account -- purchases, sales,.
- Statement of Holdings (SOH)
The Statement of Holdings is a depository-issued document from CDSL or NSDL showing all securities held in a single demat account as of a specified date,.
- Registrar to an Issue
A registrar to an issue is a SEBI Category I intermediary that manages the back-office of a public offering: bid consolidation, allotment, and depository.