Articles tagged “Depository”
7 articles.
- Mutual fund custodian (India)
SEBI-registered custodian of Indian mutual funds. Statutory basis, eligibility, functions, settlement with NSDL and CDSL, major custodians.
- Karvy Stock Broking pledge-misuse case (2019) and RTA implications
The 2019 Karvy Stock Broking fraud, in which client securities were pledged without authorisation to raise broker funds, exposed gaps in depository oversight …
- How to do a transmission of shares at Zerodha (death of holder)
Step-by-step guide to transmitting shares held in a Zerodha demat account to a nominee or legal heir after the death of the account holder, covering CDSL …
- CAS -- NSDL and CDSL versions for mutual funds
The NSDL and CDSL depositories issue their own versions of the Consolidated Account Statement covering demat-held mutual fund units alongside listed securities, …
- Statement of Transactions (SOT)
The Statement of Transactions is a depository-issued record from CDSL or NSDL listing every debit and credit to a demat account -- purchases, sales,.
- Statement of Holdings (SOH)
The Statement of Holdings is a depository-issued document from CDSL or NSDL showing all securities held in a single demat account as of a specified date,.
- Registrar to an Issue
A registrar to an issue is a SEBI Category I intermediary that manages the back-office of a public offering: bid consolidation, allotment, and depository.