Articles tagged “Mutual Fund Regulation”
4 articles.
- SEBI Investment Management Department
Encyclopedic reference on SEBI's Investment Management Department: history, organisational structure, regulatory mandate over mutual funds, portfolio managers, …
- Side-pocketing introduction in Indian mutual funds (2018)
SEBI's circular of 28 December 2018 introduced the segregated portfolio (side-pocketing) mechanism for Indian mutual funds, allowing AMCs to ring-fence …
- SEBI multi-cap reclassification circular (September 2020)
SEBI's circular of 11 September 2020 mandated that multi-cap mutual fund schemes allocate minimum 25 percent each to large-cap, mid-cap, and small-cap stocks, …
- EOP regulations 2023 (Execution-Only Platform framework)
SEBI's 2023 Execution-Only Platform (EOP) framework formally defines and regulates platforms that facilitate direct-plan mutual fund transactions without …